CFTC Commissioner Scott O’Malia spoke before Energy Risk USA’s recent conference on the commission’s “unknown unknowns,” areas of the rule implementation process that are “impossible to identify, but in hindsight…are the result of the Commission’s inconsistent rules.” O’Malia said the … Read More…
Occupy the SEC, an offshoot of the Occupy Wall Street Movement, recently filed suit against several federal regulators as part of an effort to expedite the implementation of the Volcker Rule ban on proprietary trading. Eric Taylor and Kristine Ekman, … Read More…
During a hearing regarding the controversial Volcker Rule, House Republicans blasted the measure as unnecessary and overly complex just one day after the Federal Reserve suggested that regulators were close to finalizing the measure. “The Volcker Rule is designed to … Read More…
Paul Stevens, the president of the Investment Company Institute and a top lobbyist for the mutual fund industry, told the House Financial Services Committee that the Volcker Rule may become problematic for the mutual fund industry. “This could have the … Read More…
The House Financial Services Committee plans to hold a hearing in December on the controversial Volcker Rule that prohibits banks from engaging in risky investments with client funds. On Dec. 13, the HFSC will examine the implementation of the contentious … Read More…
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