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Tag Archives: Sarbanes-Oxley

Friday, September 28, 2012

Judge issues first ruling expanding whistleblower protections under Dodd-Frank

A U.S. district judge’s ruling in the Kramer v. Trans-Lux case on Tuesday may expand whistleblower protections under the 2010 Dodd-Frank Act. Kramer filed a whistleblower suit against Trans-Lux Corporation following his termination after the company’s board of directors and … Read More…

Thursday, July 12, 2012

Dodd-Frank reforms of Sarbanes-Oxley to be applied retroactively

A U.S. district judge ruled on Monday that reforms of the Sarbanes-Oxley Act mandated under the 2010 Dodd-Frank financial reforms should apply to cases that predate the massive financial overhaul. Dodd-Frank reformed Sarbanes-Oxley, which is legislation intended to protect employees … Read More…

Wednesday, May 30, 2012

Kansas Rep. Pompeo says federal bureaucracy hindering job creation

Rep. Mike R. Pompeo (R-Kan.) recently said that federal regulations and excessive taxation have become hindrances to job creation. “It is difficult to create jobs when you face an overwhelming tax burden, as well as countless compliance and reporting rules,” … Read More…

Tuesday, May 15, 2012

Romney continues call for the repeal of Dodd-Frank

Republican presidential hopeful Mitt Romney recently said that he wants to focus on the economy during his presidential campaign, including his call to repeal Dodd-Frank. Stu Rothenberg, the editor of the non-partisan Rothenberg Political Report, said that the bank’s recent … Read More…